Charles Richter

Charles joined First National Capital Markets in 2018 and is currently Chief Compliance Officer of First National Capital Markets. Before joining FNCM, he worked as Chief Compliance Officer for a New York based Mutual Fund and Investment Advisor organization. Charles is a Director in FNBO’s Corporate Compliance department and is Chief Compliance Officer for First National Advisers and First National Fund Advisers. Charles holds FINRA Series 4, 7 ,8, 24, 27, 53 and 63 registrations.

Charles graduated from Creighton University with a B.A. degree in Political Science and is a graduate of the Creighton University School of Law. He is a member of the Nebraska State Bar Association.