Prospectus and Offering Documents
For transactions in the below entities newly issued securities, First National Capital Markets (FNCM) has adopted the “Access Equals Delivery” model. You may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements and Financial Reports by visiting their respective websites directly.
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt First National Capital Markets (FNCM) from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers such as FNCM instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.